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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-06
  • NY RA
    APPROVED
    Since 2023-09-06

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2023 Present
Boston College Chestnut Hill MA 09/2022 05/2023
First Republic Nyc NY 06/2022 08/2022
Nystrs Albany NY 07/2021 08/2021
Rosies Frozen Yogurt Cos Cob CT 01/2018 05/2019
Boston College Chestnut Hill MA 08/2019 05/2023
Greenwich Academy Greenwich CT 09/2012 05/2019
By The Way Bakery Greenwich CT 05/2019 08/2019
Round Hill Club Greenwich CT 06/2017 06/2017
Unemployed Chestnut Hill MA 09/2019 01/2020
Francesca's Chestnut Hill MA 02/2020 06/2020
Staples Greenwich CT 07/2020 07/2020
Whole Foods Greenwich CT 07/2020 08/2020
Boston College Chestnut Hill MA 10/2020 05/2021
  • 07/2023 → Present
    New York, NY
  • 09/2022 → 05/2023
    Boston College
    Chestnut Hill, MA
  • 06/2022 → 08/2022
    First Republic
    Nyc, NY
  • 07/2021 → 08/2021
    Nystrs
    Albany, NY
  • 01/2018 → 05/2019
    Rosies Frozen Yogurt
    Cos Cob, CT
  • 08/2019 → 05/2023
    Boston College
    Chestnut Hill, MA
  • 09/2012 → 05/2019
    Greenwich Academy
    Greenwich, CT
  • 05/2019 → 08/2019
    By The Way Bakery
    Greenwich, CT
  • 06/2017 → 06/2017
    Round Hill Club
    Greenwich, CT
  • 09/2019 → 01/2020
    Unemployed
    Chestnut Hill, MA
  • 02/2020 → 06/2020
    Francesca's
    Chestnut Hill, MA
  • 07/2020 → 07/2020
    Staples
    Greenwich, CT
  • 07/2020 → 08/2020
    Whole Foods
    Greenwich, CT
  • 10/2020 → 05/2021
    Boston College
    Chestnut Hill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-02
  • S66 Uniform Combined State Law Examination
    2023-09-02

View on SEC IAPD

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