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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
4220 W Green Oaks Blvd, Arlington, TX 76016 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amazon | Coppell | TX | 05/2020 | 07/2020 |
| Mesquiteisd | Mesquite | TX | 07/2020 | 01/2021 |
| Nfl Europe | Hamburg | 02/2021 | 06/2021 | |
| High School/ College | Mesquite | TX | 08/2010 | 12/2018 |
| La Fitness | Lewisville | TX | 08/2019 | 02/2020 |
| Unemployed | Lewisville | TX | 01/2019 | 08/2019 |
| Tulsa University | Tulsa | OK | 06/2021 | 12/2021 |
| Frisco Fighters | Frisco | TX | 01/2022 | 02/2022 |
| Texas Mutual | Austin | TX | 02/2022 | 09/2023 |
| New York Life | Frisco | TX | 07/2023 | 09/2023 |
| Fidelity Brokerage Services Llc | Westlake | TX | 09/2023 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 09/2025 | Present |
| Bank Of America, N.A. | Plano | TX | 11/2025 | Present |
OBA-113041|OrgNmn:Cosm|Org Addr:The Colony,Texas,US|OBA Nature:Servies for people to watch th|Invst Rel:N|Title:Fan Ambassador|Duties:Helping guest to their seats and letting people know where to not sit|StrtDt:09-16-24|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-01-24 |
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