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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
RI RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-01-16
  • RI RA
    APPROVED
    Since 2026-01-15

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2024 Present
Year Up Providence RI 03/2023 01/2024
Confluent Medical Warwick RI 02/2023 05/2023
Unemployed Providence RI 05/2022 02/2023
Materion Lincoln RI 09/2021 05/2022
Unemployed Providence RI 06/2020 09/2021
Gilbert Stuart Middle School Providence RI 09/2013 09/2020
Spherion Staffing Llc Warwick RI 01/2023 03/2023
Amazon Providence RI 02/2020 06/2020
Global Montello Group Providence RI 11/2023 12/2023
Rove Pest Control Lincoln RI 07/2022 08/2022
Capstone Logistics Providence RI 04/2021 05/2021
  • 01/2024 → Present
    Lincoln, RI
  • 03/2023 → 01/2024
    Year Up
    Providence, RI
  • 02/2023 → 05/2023
    Confluent Medical
    Warwick, RI
  • 05/2022 → 02/2023
    Unemployed
    Providence, RI
  • 09/2021 → 05/2022
    Materion
    Lincoln, RI
  • 06/2020 → 09/2021
    Unemployed
    Providence, RI
  • 09/2013 → 09/2020
    Gilbert Stuart Middle School
    Providence, RI
  • 01/2023 → 03/2023
    Spherion Staffing Llc
    Warwick, RI
  • 02/2020 → 06/2020
    Amazon
    Providence, RI
  • 11/2023 → 12/2023
    Global Montello Group
    Providence, RI
  • 07/2022 → 08/2022
    Rove Pest Control
    Lincoln, RI
  • 04/2021 → 05/2021
    Capstone Logistics
    Providence, RI
Other Businesses

I*2805320 Entity Type: Entity For Profit Name of OBA: JM tints Address: Providence, Rhode Island Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/06/2025 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Its a automotive window tinting company providing services such as automotive window tinting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
  • S66 Uniform Combined State Law Examination
    2026-01-15

View on SEC IAPD

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