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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-07 |
| AZ | RA | APPROVED | 2024-10-01 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2023 | 08/2024 |
| Unemployed | Mesa | AZ | 11/2022 | 07/2023 |
| Achieve (Freedom Debt Relief) | Tempe | AZ | 06/2022 | 11/2022 |
| Davidsons | Prescott | AZ | 05/2015 | 05/2022 |
| Morgan Stanley | Gilbert | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-15 |
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