Daniel Bradford Gwilliam

Current Employers

Watts Gwilliam & Company, Llc

2730 S. Val Vista Dr. Suite 124, Gilbert, AZ 85295 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2004-06-17

AZ RA
APPROVED

Since 2004-06-17

Branch Locations

2730 S. Val Vista Dr. Ste 124, Gilbert, AZ 85296 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Service Plus	Tempe	AZ	08/1992	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mesa	AZ	05/1999	Present
Watts Gwilliam & Company, Llc	Gilbert	AZ	05/2004	Present

08/1992 → Present

Service Plus

Tempe, AZ
05/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesa, AZ
05/2004 → Present

Watts Gwilliam & Company, Llc

Gilbert, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-22
S65	Uniform Investment Adviser Law Examination	1999-09-07
S63	Uniform Securities Agent State Law Examination	1997-07-28

S66 Uniform Combined State Law Examination

2004-05-22
S65 Uniform Investment Adviser Law Examination

1999-09-07
S63 Uniform Securities Agent State Law Examination

1997-07-28

Other Names

Brad Gwilliam

View on SEC IAPD

Current Employers

Watts Gwilliam & Company, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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