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Shawn Thomas Finlen

Edward Jones

Bloomington, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-19
IL RA APPROVED 2023-10-06
  • TX RA
    APPROVED
    Since 2024-02-19
  • IL RA
    APPROVED
    Since 2023-10-06

Branch Locations

507 N Hershey Road Suite C, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 09/2021 06/2023
Edward Jones St. Louis MO 07/2023 Present
Country Financial Bloomington IL 11/2019 09/2021
The World Bank Washington DC 08/2017 10/2019
Act Iowa City IA 09/2015 06/2017
N/A Washington DC 06/2017 08/2017
  • 09/2021 → 06/2023
    Principal Financial Group
    Des Moines, IA
  • 07/2023 → Present
    St. Louis, MO
  • 11/2019 → 09/2021
    Country Financial
    Bloomington, IL
  • 08/2017 → 10/2019
    The World Bank
    Washington, DC
  • 09/2015 → 06/2017
    Act
    Iowa City, IA
  • 06/2017 → 08/2017
    N/A
    Washington, DC
Other Businesses

H&F Property Management LLC Type of business: Property management Bloomington, IL Start date: 2/24/2026 Owner Hours per week: 2 Hours during trading: 0 Desc: Owner of LLC that will own our Edward Jones branch building. We will take possession of our building on April 1 and move into the building sometime in late 2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-03
  • S66 Uniform Combined State Law Examination
    2023-10-03

View on SEC IAPD

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