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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| LA | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Animal House Spa | Slidell | LA | 10/2020 | Present |
| Offenderwatch | Mandeville | LA | 01/2020 | 07/2023 |
| Party Portraits Photo Booth | Baton Rouge | LA | 04/2018 | 01/2020 |
| American Furniture Of Slidell | Slidell | LA | 11/2016 | 04/2018 |
| Unemployed | Slidell | LA | 01/2014 | 11/2016 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2024 | 08/2024 |
| Cetera Investment Advisers Llc | New Orleans | LA | 01/2025 | Present |
| Hancock Whitney Bank | New Orleans | LA | 01/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2025 | Present |
1.) ANIMAL HOUSE SPA, DOG BOARDING / GROOMING / DAYCARE, WEB WORK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-10 |
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