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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
LA RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2025-02-07
  • LA RA
    APPROVED
    Since 2025-01-24

Branch Locations

805 N. Collins Blvd., New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Animal House Spa Slidell LA 10/2020 Present
Offenderwatch Mandeville LA 01/2020 07/2023
Party Portraits Photo Booth Baton Rouge LA 04/2018 01/2020
American Furniture Of Slidell Slidell LA 11/2016 04/2018
Unemployed Slidell LA 01/2014 11/2016
Charles Schwab & Co., Inc. Westlake TX 01/2024 08/2024
Cetera Investment Advisers Llc New Orleans LA 01/2025 Present
Hancock Whitney Bank New Orleans LA 01/2025 Present
Cetera Investment Services Llc Saint Cloud MN 01/2025 Present
  • 10/2020 → Present
    Animal House Spa
    Slidell, LA
  • 01/2020 → 07/2023
    Offenderwatch
    Mandeville, LA
  • 04/2018 → 01/2020
    Party Portraits Photo Booth
    Baton Rouge, LA
  • 11/2016 → 04/2018
    American Furniture Of Slidell
    Slidell, LA
  • 01/2014 → 11/2016
    Unemployed
    Slidell, LA
  • 01/2024 → 08/2024
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2025 → Present
    New Orleans, LA
  • 01/2025 → Present
    Hancock Whitney Bank
    New Orleans, LA
  • 01/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Other Businesses

1.) ANIMAL HOUSE SPA, DOG BOARDING / GROOMING / DAYCARE, WEB WORK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 2024-04-10
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-04-10
Other Names
  • Paul W Hanley

View on SEC IAPD

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