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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Franklin | TN | 07/2023 | 05/2024 |
| Wells Fargo Bank, Na | Franklin | TN | 07/2023 | 05/2024 |
| Regions Bank | Tuscaloosa | AL | 03/2022 | 06/2023 |
| United States Marine Corps | Bessemer | AL | 08/2017 | 07/2024 |
| The University Of Alabama | Tuscaloosa | AL | 07/2016 | 05/2017 |
| Guido's Chicago Meats And Deli | Scottsdale | AZ | 05/2017 | 07/2017 |
| Thrivent Financial | Appleton | WI | 07/2024 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-14 |
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