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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-07-26 |
Branch Locations
825 Great Northern Blvd Suite 201, Helena, MT 59601 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Helena | MT | 07/2023 | 06/2024 |
| Wells Fargo Bank, Na | Helena | MT | 07/2012 | 06/2024 |
| Aware Inc | Billings | MT | 09/2015 | 11/2017 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 06/2024 | Present |
| Door Dash | Helena | MT | 01/2023 | Present |
| Tiktok Creator Program | Helena | MT | 08/2025 | Present |
1) Ashton Thomas Securities, LLC; Yes, Investment-Related; 200 Canal Street, Rochester, NY; Client Service Associate; 0 hours/month; 0 hours during trading hours. 2) TikTok Creator Program; Not Investment-Related; 2602 Pike Drive East, Helena, MT 59635; Content creator for fashion. Posting videos and photos for the purpose of earning commission on items sold from videos and photos; Creator; 8/27/2025; 2 hours/month; 0 hours/month during trading hours. 3) Door Dash; Not Investment Related; Helena, MT; Food Delivery; Dasher; 01/2023; 2 hours/month; 0 hours during trading hours; Food Delivery
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-18 |
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