Dennis Kim

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-16
GA	RA	APPROVED	2025-05-14

TX RA
APPROVED

Since 2025-07-16
GA RA
APPROVED

Since 2025-05-14

Branch Locations

Flowery Branch, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Unemployed	GA	11/2024	03/2025
Ahii Corporation Dba Badcock Home Furniture & More	Hartwell	GA	07/2007	10/2024
Principal Life Insurance Company	Flowery Branch	GA	03/2025	Present
Principal Securities, Inc.	Flowery Branch	GA	03/2025	Present

11/2024 → 03/2025

Unemployed

Unemployed, GA
07/2007 → 10/2024

Ahii Corporation Dba Badcock Home Furniture & More

Hartwell, GA
03/2025 → Present

Principal Life Insurance Company

Flowery Branch, GA
03/2025 → Present

Principal Securities, Inc.

Flowery Branch, GA

Other Businesses

INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/11/2026 ADDRESS: 7429 Mockingbird Lane, Flowery Branch GA 30542, United States DESCRIPTION: Sales of Fixed Insurance, Annuity, LTC, DI through various carriers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-12

S66 Uniform Combined State Law Examination

2025-05-12

Other Names

Dae Kim

View on SEC IAPD