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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust | Chicago | IL | 04/2001 | 08/2018 |
| Pride Technology | New York | NY | 09/2018 | 01/2020 |
| Unemployed | Bartlett | IL | 01/2020 | 03/2020 |
| Thrivent Investment Management Inc | Wheaton | IL | 03/2020 | Present |
| Thrivent Financial | Appleton | WI | 07/2020 | 10/2020 |
| Thrivent Financial | Appleton | WI | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-23 |
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