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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-11
  • NY RA
    APPROVED
    Since 2024-01-11

Branch Locations

New York, NY • United States

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Propark Mobility Management Scarsdale NY 06/2020 08/2020
Wildcat Advisory Group White Plains NY 06/2021 08/2021
Newmark New York NY 06/2022 08/2022
University Of Wisconsin-Madison Madison WI 09/2019 05/2023
Unemployed Hartsdale NY 08/2013 08/2019
Massmutual Life Insurance Company New York NY 09/2023 Present
Mml Investors Services, Llc New York NY 06/2023 Present
  • 06/2020 → 08/2020
    Propark Mobility Management
    Scarsdale, NY
  • 06/2021 → 08/2021
    Wildcat Advisory Group
    White Plains, NY
  • 06/2022 → 08/2022
    Newmark
    New York, NY
  • 09/2019 → 05/2023
    University Of Wisconsin-Madison
    Madison, WI
  • 08/2013 → 08/2019
    Unemployed
    Hartsdale, NY
  • 09/2023 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 06/2023 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
  • S66 Uniform Combined State Law Examination
    2023-12-01

View on SEC IAPD

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