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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Hunt Valley | MD | 06/2024 | 07/2025 |
| Massmutual Life Insurance Company | Hunt Valley | MD | 06/2024 | 07/2025 |
| Northwestern Mutual | Hunt Valley | MD | 06/2023 | 06/2024 |
| Nick's Fish House | Baltimore | MD | 07/2022 | 11/2023 |
| Anne Arundel Accounting And Taxes | Pasadena | MD | 05/2022 | 01/2023 |
| Peggy Love Realtor | Annapolis | MD | 12/2022 | 06/2023 |
| The Gourmet At Kenilworth | Towson | MD | 06/2021 | 10/2023 |
| Chick Fil A | Hanover | MD | 07/2020 | 06/2021 |
| Catonsville Gourmet | Catonsville | MD | 12/2019 | 03/2020 |
| Institute Of Notre Dame | Baltimore | MD | 06/2016 | 06/2020 |
| Towson University | Towson | MD | 06/2020 | 06/2024 |
| Mml Investors Services, Llc | Woodsboro | MD | 09/2025 | Present |
| Massmutual Life Insurance Company | Woodsboro | MD | 09/2025 | Present |
| Waters Edge Wealth Management | Woodsboro | MD | 09/2025 | Present |
| Soft Stuff Ice Cream | Ellicott City | MD | 03/2018 | 12/2019 |
NAME: MERCY MEDICAL CENTER INV REL: N ADDR: MERCY MEDICAL CENTER, 345 ST PAUL PL, BALTIMORE, MD 21202 NATURE: HOSPITAL DATA ANALYSIS POSITION: QUALITY ANALYST START DATE: 11/3/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DUTIES: ENSURING HIGH QUALITY PATIENT CARE AND COMPLIANCE WITH STANDARDS THROUGH DATA ANALYSIS, PROCESS IMPROVEMENT, AND AUDITING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-17 |
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