Best Investors Account Sign in

Fernando Javier Lema

Rbc Capital Markets, LLC

Greenbrae, CA

San Francisco, CA

Sonoma, CA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-08
CA RA APPROVED 2023-12-11
  • TX RA
    APPROVED_RES
    Since 2024-01-08
  • CA RA
    APPROVED
    Since 2023-12-11

Branch Locations

300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States

345 California Street, San Francisco, CA 94104-2642 • United States

Sonoma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Lcc San Francisco CA 06/2023 Present
First Republic Bank San Francisco CA 03/2007 06/2023
City National Bank San Francisco CA 11/2024 Present
  • 06/2023 → Present
    Rbc Capital Markets, Lcc
    San Francisco, CA
  • 03/2007 → 06/2023
    First Republic Bank
    San Francisco, CA
  • 11/2024 → Present
    City National Bank
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-09
  • S66 Uniform Combined State Law Examination
    2023-12-09
Other Names
  • Xavier Lema
  • Fernando Lema

View on SEC IAPD

Other Firms

SLOW CAPITAL, INC.
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP
KCM INVESTMENT ADVISORS
FAIRVIEW CAPITAL
SPYGLASS CAPITAL MANAGEMENT, LLC
EDITION VENTURES LLC
CERITY PARTNERS LLC
CROWN ADVISORS MANAGEMENT, INC.

Other Investors

MATTHEW ALLEN JOHNSON
GESA EMARIE JARAVATA
MICHELLE LORRAINE DURGY
Honna Manhan Li
DONALD OLSEN JESBERG
JOHN CRAWFORD POGUE
JOHN ARTHUR LUNDIN
GUY JON BENSTEAD

Other Offices

SLOW CAPITAL, INC. · GREENBRAE, CA
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP · GREENBRAE, CA
KCM INVESTMENT ADVISORS · GREENBRAE, CA
FAIRVIEW CAPITAL · GREENBRAE, CA
SPYGLASS CAPITAL MANAGEMENT, LLC · GREENBRAE, CA
EDITION VENTURES LLC · GREENBRAE, CA
CERITY PARTNERS LLC · GREENBRAE, CA
CROWN ADVISORS MANAGEMENT, INC. · LARKSPUR, CA

More in Greenbrae, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor