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West Palm Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-29 |
| FL | RA | APPROVED | 2026-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert Capital Management | Century City | CA | 11/2023 | 12/2024 |
| Baltazar Moreno Llc | Los Angeles | CA | 04/2023 | 08/2024 |
| Pepperdine University | Malibu | CA | 08/2021 | 04/2023 |
| Bmf Investments | Santiago | 01/2020 | 08/2021 | |
| Banchile Inversiones | Santiago | 01/2019 | 11/2019 | |
| Student | Chile | 10/2012 | 01/2019 | |
| Moreno Capital Llc | Aventura | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-15 |
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