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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-08-18
TX RA APPROVED 2024-11-12
CT RA APPROVED 2024-06-14
MA RA APPROVED 2024-06-14
PA RA APPROVED 2024-06-14
  • VT RA
    APPROVED
    Since 2026-08-18
  • TX RA
    APPROVED
    Since 2024-11-12
  • CT RA
    APPROVED
    Since 2024-06-14
  • MA RA
    APPROVED
    Since 2024-06-14
  • PA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Leicester, VT • United States

Middlebury, VT • United States

Manchester, VT • United States

Danbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Danbury CT 06/2023 06/2024
Drift Boston MA 06/2021 05/2023
Durham University Durham 09/2020 05/2021
Unemployed Danbury CT 10/2019 08/2020
Leslies Pool Supply Warwick RI 05/2018 09/2019
Roger Williams University Providence RI 07/2015 04/2018
Securities America Advisors, Inc Danbury CT 03/2024 06/2024
Osaic Wealth, Inc. Danbury CT 06/2024 Present
  • 06/2023 → 06/2024
    Securities America, Inc.
    Danbury, CT
  • 06/2021 → 05/2023
    Drift
    Boston, MA
  • 09/2020 → 05/2021
    Durham University
    Durham
  • 10/2019 → 08/2020
    Unemployed
    Danbury, CT
  • 05/2018 → 09/2019
    Leslies Pool Supply
    Warwick, RI
  • 07/2015 → 04/2018
    Roger Williams University
    Providence, RI
  • 03/2024 → 06/2024
    Securities America Advisors, Inc
    Danbury, CT
  • 06/2024 → Present
    Danbury, CT
Previous Registrations
  • 2024-03-11 → 2024-06-14
    Securities America Advisors, Inc.
    Danbury, CT
Other Businesses

1. BOVA FINANCIAL POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/07/2024 ADDRESS: 119 Winding Ridge Way, Danbury CT 06810, United States DESCRIPTION: Solicit life insurance and fixed annuity products 2. CARPE DIEM COFFEE LLC POSITION: Co-Owner NATURE: Just formed May 2025 - this will be a coffee stand/ trailer concession. It is an LLC where I will be a co-owner. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/22/2025 ADDRESS: 749 EAST MUNGER STREET, MIDDLEBURY VT 05733-9300, United States DESCRIPTION: I will be assisting in the back office, licensing, and operations of this stand.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-07
  • S66 Uniform Combined State Law Examination
    2024-03-07
Other Names
  • Chris Thomas Bova
  • Christopher Bova

View on SEC IAPD

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