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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-08-18 |
| TX | RA | APPROVED | 2024-11-12 |
| CT | RA | APPROVED | 2024-06-14 |
| MA | RA | APPROVED | 2024-06-14 |
| PA | RA | APPROVED | 2024-06-14 |
Branch Locations
Middlebury, VT • United States
Manchester, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Danbury | CT | 06/2023 | 06/2024 |
| Drift | Boston | MA | 06/2021 | 05/2023 |
| Durham University | Durham | 09/2020 | 05/2021 | |
| Unemployed | Danbury | CT | 10/2019 | 08/2020 |
| Leslies Pool Supply | Warwick | RI | 05/2018 | 09/2019 |
| Roger Williams University | Providence | RI | 07/2015 | 04/2018 |
| Securities America Advisors, Inc | Danbury | CT | 03/2024 | 06/2024 |
| Osaic Wealth, Inc. | Danbury | CT | 06/2024 | Present |
1. BOVA FINANCIAL POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/07/2024 ADDRESS: 119 Winding Ridge Way, Danbury CT 06810, United States DESCRIPTION: Solicit life insurance and fixed annuity products 2. CARPE DIEM COFFEE LLC POSITION: Co-Owner NATURE: Just formed May 2025 - this will be a coffee stand/ trailer concession. It is an LLC where I will be a co-owner. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/22/2025 ADDRESS: 749 EAST MUNGER STREET, MIDDLEBURY VT 05733-9300, United States DESCRIPTION: I will be assisting in the back office, licensing, and operations of this stand.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-07 |
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