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15 S. Raymond Avenue Suite 200, Pasadena, CA 91105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2023-10-16 |
Branch Locations
15 S. Raymond Avenue Suite 200, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 49 Wealth Management | Atlanta | GA | 07/2023 | 10/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2023 | 10/2023 |
| The University Of Alabama | Tuscaloosa | AL | 08/2019 | 05/2023 |
| Cardan Capital Partners | Denver | CO | 04/2021 | 07/2021 |
| Illumine Legal Llc | Greenwood Village | CO | 07/2022 | 08/2022 |
| Regis Jesuit High School | Aurora | CO | 08/2015 | 05/2019 |
| Capital Research Brokerage Services, Llc | Pasadena | CA | 10/2023 | Present |
| Arroyo Investment Group | Pasadena | CA | 10/2023 | Present |
1) Arroyo Investment Group, 15 S. Raymond Ave Pasadena CA 91105, 10/2023 Hrs per month 40 / 2 hours during trading per day. Solicit new clients for advisory firm. 2) Portai LLC, Denver Co, 01/2025 Hrs per month 160, 6-7 hours during trading per day. Co-founder and CCO of a AI phone system company for service businesses
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-29 |
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