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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

555 California St 24Th Fl, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palo Alto CA 01/2025 Present
Randstad Palo Alto CA 06/2023 12/2024
University Of Michigan Ann Arbor MI 08/2018 05/2022
The King's Academy Sunnyvale CA 04/2015 08/2018
None Belmont CA 06/2022 06/2023
  • 01/2025 → Present
    Palo Alto, CA
  • 06/2023 → 12/2024
    Randstad
    Palo Alto, CA
  • 08/2018 → 05/2022
    University Of Michigan
    Ann Arbor, MI
  • 04/2015 → 08/2018
    The King's Academy
    Sunnyvale, CA
  • 06/2022 → 06/2023
    None
    Belmont, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-10
  • S63 Uniform Securities Agent State Law Examination
    2024-06-10
Other Names
  • Julie Tung

View on SEC IAPD

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