Caroline Fauquier

Current Employers

Employment History

• 06/2026 → Present
  Paralel Distributors Llc
  Denver, CO
• 06/2013 → 02/2022
  Greenwald Research
  Washington, DC
• 03/2022 → 04/2023
  Escalent
  Livonia, MI
• 05/2023 → 06/2023
  Unemployed
  Kensington, MD
• 07/2023 → 01/2024
  New York Life Insurance Company
  Vienna, VA
• 02/2024 → 09/2024
  Montgomery County Public Schools
  Rockville, MD
• 10/2024 → 04/2026
  Janney Montgomery Scott Llc
  Alexandria, VA
• 05/2026 → Present
  Potomac Fund Management, Inc.
  Bethesda, MD

Previous Registrations

• 2026-04-02 → 2026-04-30
  Janney Montgomery Scott Llc
  Alexandria, VA

Other Businesses

Potomac Fund Management Inc.; Investment Related; 7373 Wisconsin Ave, Suite 750, Bethesda, MD 20814; Operations Associate; Start Date 05/04/2026; 160 hours per month/ 130 hours per month during trading; Collaborate with marketing department to develop accurate and timely marketing information for financial professionals related to existing and new business developments (ex. SDBAs); Working with financial professionals and their staff to train and educate them on existing and new business developments, including product structures, platform capabilities, operational processes, performance reporting, and applicable regulatory or compliance considerations; Verify performance information and update periodic marketing materials that contain performance-related information; Coordinate with marketing and compliance departments to update fund marketing materials that contain performance information and get them reviewed/approved by the fund distributor and FINRA; Review and update GIPS procedures, as necessary

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-02
• S63 Uniform Securities Agent State Law Examination
  2025-10-23

Other Names

• Caroline Kostreski