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Vincent Anthony Marnell

First Trust Advisors LP

Wheaton, IL

CRD 7775434

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-06
  • IL RA
    APPROVED
    Since 2025-08-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Meijer Saint Charles IL 06/2019 08/2019
Marnell Financial Warrenville IL 06/2020 08/2020
Ale Solutions Saint Charles IL 06/2021 08/2021
Lasalle St Securities Elmhurst IL 06/2022 08/2022
First Trust Portfolios L.P. Wheaton IL 06/2023 05/2024
First Trust Advisors L.P. Wheaton IL 06/2023 05/2024
Unemployed Saint Charles IL 08/2022 06/2023
Unemployed Saint Charles IL 08/2021 06/2022
Unemployed Saint Charles IL 08/2020 06/2021
Unemployed Saint Charles IL 08/2019 06/2020
Unemployed Saint Charles IL 06/2013 06/2019
First Trust Portfolios L.P. Wheaton IL 08/2025 Present
First Trust Advisors L.P. Wheaton IL 08/2025 Present
Township Capital Palm Beach FL 05/2024 07/2025
  • 06/2019 → 08/2019
    Meijer
    Saint Charles, IL
  • 06/2020 → 08/2020
    Marnell Financial
    Warrenville, IL
  • 06/2021 → 08/2021
    Ale Solutions
    Saint Charles, IL
  • 06/2022 → 08/2022
    Lasalle St Securities
    Elmhurst, IL
  • 06/2023 → 05/2024
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2023 → 05/2024
    Wheaton, IL
  • 08/2022 → 06/2023
    Unemployed
    Saint Charles, IL
  • 08/2021 → 06/2022
    Unemployed
    Saint Charles, IL
  • 08/2020 → 06/2021
    Unemployed
    Saint Charles, IL
  • 08/2019 → 06/2020
    Unemployed
    Saint Charles, IL
  • 06/2013 → 06/2019
    Unemployed
    Saint Charles, IL
  • 08/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2025 → Present
    Wheaton, IL
  • 05/2024 → 07/2025
    Township Capital
    Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-27
S63 Uniform Securities Agent State Law Examination 2023-09-09
  • S65 Uniform Investment Adviser Law Examination
    2024-01-27
  • S63 Uniform Securities Agent State Law Examination
    2023-09-09

View on SEC IAPD

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