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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-06 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meijer | Saint Charles | IL | 06/2019 | 08/2019 |
| Marnell Financial | Warrenville | IL | 06/2020 | 08/2020 |
| Ale Solutions | Saint Charles | IL | 06/2021 | 08/2021 |
| Lasalle St Securities | Elmhurst | IL | 06/2022 | 08/2022 |
| First Trust Portfolios L.P. | Wheaton | IL | 06/2023 | 05/2024 |
| First Trust Advisors L.P. | Wheaton | IL | 06/2023 | 05/2024 |
| Unemployed | Saint Charles | IL | 08/2022 | 06/2023 |
| Unemployed | Saint Charles | IL | 08/2021 | 06/2022 |
| Unemployed | Saint Charles | IL | 08/2020 | 06/2021 |
| Unemployed | Saint Charles | IL | 08/2019 | 06/2020 |
| Unemployed | Saint Charles | IL | 06/2013 | 06/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 08/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 08/2025 | Present |
| Township Capital | Palm Beach | FL | 05/2024 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-09 |
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