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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-11
  • MA RA
    APPROVED
    Since 2026-02-11

Branch Locations

Hadley, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Nicollet Health Services St Louis Park MN 11/2020 04/2021
Cambridge Athletic Club Cambridge MA 06/2021 11/2021
Self Employed Boston MA 11/2021 06/2022
Agc Partners Boston MA 06/2022 08/2022
Columbia University School Of Engineering New York NY 06/2022 11/2022
Unemployed Boston MA 11/2022 08/2023
Jm Custom Fitness Currently Known As Absolute Strength Minneapolis MN 06/2018 08/2018
Saint Paul Downtown Ymca Saint Paul MN 03/2017 07/2017
Saint Paul Downtown Ymca Saint Paul MN 07/2016 07/2017
Augsburg University Minneapolis MN 08/2017 12/2020
Unemployed Boston MA 05/2021 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2023 05/2024
Northwestern Mutual Investment Services Llc Boston MA 10/2023 05/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2024 05/2024
Pruco Securities, Llc Marlborough MA 06/2024 11/2024
The Prudential Insurance Company Of America Marlborough MA 06/2024 11/2024
Lpl Enterprise, Llc Marlborough MA 11/2024 01/2026
Empower Financial Services, Inc Greenwood Village CO 01/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2026 Present
  • 11/2020 → 04/2021
    Park Nicollet Health Services
    St Louis Park, MN
  • 06/2021 → 11/2021
    Cambridge Athletic Club
    Cambridge, MA
  • 11/2021 → 06/2022
    Self Employed
    Boston, MA
  • 06/2022 → 08/2022
    Agc Partners
    Boston, MA
  • 06/2022 → 11/2022
    Columbia University School Of Engineering
    New York, NY
  • 11/2022 → 08/2023
    Unemployed
    Boston, MA
  • 06/2018 → 08/2018
    Jm Custom Fitness Currently Known As Absolute Strength
    Minneapolis, MN
  • 03/2017 → 07/2017
    Saint Paul Downtown Ymca
    Saint Paul, MN
  • 07/2016 → 07/2017
    Saint Paul Downtown Ymca
    Saint Paul, MN
  • 08/2017 → 12/2020
    Augsburg University
    Minneapolis, MN
  • 05/2021 → 06/2021
    Unemployed
    Boston, MA
  • 08/2023 → 05/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2023 → 05/2024
    Northwestern Mutual Investment Services Llc
    Boston, MA
  • 04/2024 → 05/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2024 → 11/2024
    Marlborough, MA
  • 06/2024 → 11/2024
    The Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → 01/2026
    Marlborough, MA
  • 01/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2026 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 2024-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2024-03-18
Other Names
  • Cole Gibson Frederick
  • Cole Frederick

View on SEC IAPD

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