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Neeraj Sharma

Wells Fargo Clearing Services, LLC

Columbia, MD

Bethesda, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-10-23
  • MD RA
    APPROVED
    Since 2023-10-23

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

4965 Elm St, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rockville MD 06/2023 Present
Wells Fargo Bank, Na Rockville MD 08/2016 Present
Sears Gaithersburg MD 11/2015 12/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2023-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2023-09-28

View on SEC IAPD

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WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
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