Ana Maria Almeciga

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2000-10-01

FL RA
APPROVED

Since 2000-10-01

Branch Locations

14600 Coral Way, Miami, FL 33175 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Miami	FL	06/2002	Present
Wells Fargo Advisors Llc	Miami	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Miami	FL	11/2016	Present

06/2002 → Present

Wachovia Bank, N.A.

Miami, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Miami, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Miami, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-05-05

S63 Uniform Securities Agent State Law Examination

1999-05-05

View on SEC IAPD

Employer firm

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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