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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-26 |
Branch Locations
200 S Sharon Amity Rd, Charlotte, NC 28211 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 06/2023 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 07/2019 | Present |
| Lowes | Charlotte | NC | 05/2017 | 07/2019 |
| Dicks Sporting Goods | Matthews | NC | 06/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-01 |
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