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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-10-24
  • WA RA
    APPROVED
    Since 2023-10-24

Branch Locations

23467 Ne Novelty Hill Rd, Redmond, WA 98053 • United States

3460 156Th Ave Ne, Redmond, WA 98052 • United States

15015 Main St, Bellevue, WA 98007 • United States

12516 Totem Lake Blvd Ne Bldg L, Kirkland, WA 98034 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

8502 160Th Ave Ne, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Redmond WA 06/2023 Present
Wells Fargo Bank, Na Redmond WA 09/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2023-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2023-09-28
Other Names
  • Kellen Dalrymple

View on SEC IAPD

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