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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-27
  • AZ RA
    APPROVED
    Since 2026-08-27

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Phoenix, AZ • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-12
AZ RA APPROVED 2024-03-26
  • CA RA
    APPROVED
    Since 2026-08-12
  • AZ RA
    APPROVED
    Since 2024-03-26

Branch Locations

Anthem, AZ • United States

884 Third St Ste A, Santa Rosa, CA 95404-4567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Az Wealth Managment Phoenix AZ 06/2023 07/2026
One Az Credit Union Prescott Valley AZ 05/2022 06/2023
Credit Union West Prescott AZ 11/2021 05/2022
Horizon Housekeeping (Self Employed) Eugene OR 08/2015 11/2021
Tin Pony Soap House (Self Emplyed) Eugene OR 08/2009 09/2019
Lpl Financial Phoenix AZ 06/2023 Present
Private Advisor Group, Llc Morristown NJ 08/2026 Present
  • 06/2023 → 07/2026
    One Az Wealth Managment
    Phoenix, AZ
  • 05/2022 → 06/2023
    One Az Credit Union
    Prescott Valley, AZ
  • 11/2021 → 05/2022
    Credit Union West
    Prescott, AZ
  • 08/2015 → 11/2021
    Horizon Housekeeping (Self Employed)
    Eugene, OR
  • 08/2009 → 09/2019
    Tin Pony Soap House (Self Emplyed)
    Eugene, OR
  • 06/2023 → Present
    Lpl Financial
    Phoenix, AZ
  • 08/2026 → Present
    Morristown, NJ
Other Businesses

1.09/18/2023; Integrated Electronic Services; Business Owner; Not Investment Related; 3634 W Thalia Ct Phoenix,AZ; Start Date 08/01/2021; 25hrs/mth; hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2024-03-22
Other Names
  • Holly Rae Koleski

View on SEC IAPD

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