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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Phoenix, AZ • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-12 |
| AZ | RA | APPROVED | 2024-03-26 |
Branch Locations
884 Third St Ste A, Santa Rosa, CA 95404-4567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| One Az Wealth Managment | Phoenix | AZ | 06/2023 | 07/2026 |
| One Az Credit Union | Prescott Valley | AZ | 05/2022 | 06/2023 |
| Credit Union West | Prescott | AZ | 11/2021 | 05/2022 |
| Horizon Housekeeping (Self Employed) | Eugene | OR | 08/2015 | 11/2021 |
| Tin Pony Soap House (Self Emplyed) | Eugene | OR | 08/2009 | 09/2019 |
| Lpl Financial | Phoenix | AZ | 06/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2026 | Present |
1.09/18/2023; Integrated Electronic Services; Business Owner; Not Investment Related; 3634 W Thalia Ct Phoenix,AZ; Start Date 08/01/2021; 25hrs/mth; hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
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