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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-08
  • PA RA
    APPROVED
    Since 2024-10-08

Branch Locations

Annville, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 06/2023 05/2024
Wyoming Valley Country Club Wilkes-Barre PA 12/2021 08/2022
Domino's Pizza Shippensburg PA 03/2021 07/2021
Carbon Sales Co. Wilkes-Barre PA 02/2017 08/2019
Shippensburg University Shippensburg PA 08/2019 05/2023
Holy Redeemer High School Wilkes-Barre PA 08/2015 05/2019
Trinity Wealth Securities, Llc Philadelphia PA 04/2024 05/2024
Empower Scranton PA 06/2024 Present
  • 06/2023 → 05/2024
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 12/2021 → 08/2022
    Wyoming Valley Country Club
    Wilkes-Barre, PA
  • 03/2021 → 07/2021
    Domino's Pizza
    Shippensburg, PA
  • 02/2017 → 08/2019
    Carbon Sales Co.
    Wilkes-Barre, PA
  • 08/2019 → 05/2023
    Shippensburg University
    Shippensburg, PA
  • 08/2015 → 05/2019
    Holy Redeemer High School
    Wilkes-Barre, PA
  • 04/2024 → 05/2024
    Trinity Wealth Securities, Llc
    Philadelphia, PA
  • 06/2024 → Present
    Empower
    Scranton, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-01
S65 Uniform Investment Adviser Law Examination 2023-05-20
  • S63 Uniform Securities Agent State Law Examination
    2024-04-01
  • S65 Uniform Investment Adviser Law Examination
    2023-05-20
Other Names
  • Jacob Alexander Rokosz

View on SEC IAPD

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