Lucas Dimitri Andraos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-11

CA RA
APPROVED

Since 2026-03-11

Branch Locations

450 N Brand Blvd., Suite 820, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Glendale	CA	06/2023	Present
California State University Of Long Beach	Long Beach	CA	08/2021	06/2023
Pasadena City College	Pasadena	CA	06/2018	08/2021
Ralph's Grocery Company	La Canada	CA	12/2018	06/2019
La Canada High School (7/8)	La Canada	CA	08/2013	06/2018

06/2023 → Present

Lpl Financial Llc

Glendale, CA
08/2021 → 06/2023

California State University Of Long Beach

Long Beach, CA
06/2018 → 08/2021

Pasadena City College

Pasadena, CA
12/2018 → 06/2019

Ralph's Grocery Company

La Canada, CA
08/2013 → 06/2018

La Canada High School (7/8)

La Canada, CA

Other Businesses

1) 10/09/2023 - SOUTH WESTERN WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-10

S66 Uniform Combined State Law Examination

2026-03-10

View on SEC IAPD