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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-09-27 |
| MA | RA | APPROVED | 2023-09-25 |
Branch Locations
1230 West Washington Street Suite 508, Tempe, AZ 85288 • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 07/2023 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 07/2023 | Present |
| University Of South Carolina | Columbia | SC | 08/2021 | 05/2023 |
| K38 Baja Grill | Wilmington | NC | 06/2018 | 08/2021 |
| Cape Fear Academy | Wilmington | NC | 08/2006 | 05/2019 |
a.OBA Name: The Masters b.Investment-related? No c.OBA Address: 2604 Washington Road, Augusta, GA, 30904 d.OBA Nature: Sales attendant in the South Village merchandise shop on property for the whole week of The Masters tournament. e.Position, Title, or Relationship with the OBA: Employee f.OBA Start Date: 04/08/2024 g.Approximate number of hours/month devoted to the OBA: 85 hrs. (only 1 month a year) h.Number of hours devoted to the OBA during securities trading hours: 32.5 hrs (only 1 month a year) i.Brief description duties related to the OBA: Primary role has been that of a t shirt sales attendant. Focusing on customer service and working only within t shirt sales at The Masters. They offer a lot of different merchandise, mostly golf related, throughout the week.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-13 |
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