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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-20 |
Branch Locations
2480 Ridgeway Avenue, Rochester, NY 14626 • United States
745 Long Pond Road, Rochester, NY 14612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 07/2023 | Present |
| Esl Fcu | Rochester | NY | 09/2022 | 11/2025 |
| Unemployed | Rochester | NY | 08/2022 | 09/2022 |
| Triple O Mechanical | Bergen | NY | 11/2021 | 08/2022 |
| Lululemon | Victor | NY | 08/2021 | 01/2022 |
| Dr Earlene Siebold Ophthalmology | Henrietta | NY | 05/2021 | 07/2021 |
| Unemployed | Rochester | NY | 10/2020 | 05/2021 |
| Health Direct Pharmacy | Gates | NY | 08/2019 | 10/2020 |
| Cvs Pharmacy | White Plains / Rochester | NY | 03/2014 | 09/2019 |
| Esl Investment Services, Llc | Rochester | NY | 12/2023 | Present |
1) 06/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL Investments Services - Inv. Related - At Reported Business Location(s) 2) 12/21/2023 - ESL Investment Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/16/2024 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-18 |
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