Danny Joseph Deborde

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 11/2009 → Present
  Bank Of America,Na
  Charlotte, NC

Previous Registrations

• 2004-03-26 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

I*8907FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BEARING DISTRIBUTORS, INC.INVESTMENT RELATED: NADDRESS OF BUSINESS: 930 SOUTH STADIUM ROAD, COLUMBIA, SOUTH CAROLINA 29209NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/31/2007NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DISTRIBUTORSHIP OF PRIMARILY BALL BEARINGS AND POWER TRANSMITION EQUIPMENT. A FAMILY OWNER BUSINESS OF WHICH I AM A PERCENTAGE OWNER. I DO NOT HAVE DIRECT DUTIES OR RESPONSIBILITIES. I*2201287, Entity Type: Entity For Profit, Name of OBA: IDA-DeBorde llc, Address: Charleston, South Carolina, 29405, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/20/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: 75% ownership in real estate located at 2039 Meeting St, Charleston, SC. The ownership was in Industrial Development Associates, moving forward my ownership will be in IDA-DeBorde. As part owner, my plan is to lease or possibly, eventually sell the property. I*2201288, Entity Type: Entity For Profit, Name of OBA: 920 and 930 S Rd LLC, Address: Columbia , South Carolina, 29201, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/20/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: I have ownership in both properties. This has been previously registered and approved via AIM. My brothers and I currently receive income for leasing the real estate. We do not operate a business on the property, we only lease the land and building. I*3023264, Entity Type: Entity Charitable, Name of OBA: St. Patrick's School, Address: Charlotte, North Carolina, 28203, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/27/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: To aid the principal and staff to track funding and help with ideas for participation. Some light outreach to explain what the fund is and why it is so impactful for the school. I am already approve to work on the SLC Committee for the betterment of the school. The school has asked me to Chair the 1930 Annual Fund for the 2025 Year. The 1930 Annual Fund is a yearly fundraiser that brings in donations for school improvements, including teacher designations and continuing education, grounds and safety improvements, classroom improvements, and various long - term projects to improve the school and enhance learning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-17
• S63 Uniform Securities Agent State Law Examination
  1999-04-23

Designations

• Certified Financial Planner