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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-07 |
| OH | RA | APPROVED | 2012-10-09 |
| DC | RA | APPROVED | 2012-08-14 |
| NC | RA | APPROVED | 2008-10-23 |
| NJ | RA | APPROVED | 2008-10-14 |
| CA | RA | APPROVED | 2008-10-06 |
| TX | RA | APPROVED | 2007-03-01 |
| PA | RA | APPROVED | 2006-04-04 |
Branch Locations
Boynton Beach, FL • United States
1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 03/1999 | Present |
1. Thomas Jefferson University; Investment related; 925 Chestnut Street, Philadelphia, PA 19107; Investment committee; 09/01/2016; Member of the TJU Investment Committee; 2 hrs/month; .25 hrs/day; Member of the committee with oversight responsibility for management of the investment affairs of TJU and its member organizations (TJU, Abington, Lansdale, Aria, Kennedy, Phila U, etc). I will not be managing any investment assets, simply committee oversight of outside investment affairs. 2. Universal Geneve; Geneva, Switzerland; Swiss Watch Brand. Volunteer Collectors' Advisory Board - giving design opinions to Universal Geneve as it plans to relaunch in the coming yrs. Not investment related, no compensated, 12 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-17 |
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