Michael Alexander Gonzalez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-26
NJ	RA	APPROVED	2023-09-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/2023	Present
Shoprite	Poughkeepsie	NY	01/2023	04/2023
Ballyowen Golf Club	Hamburg	NJ	06/2019	08/2022
National Winter Activity Center	Vernon	NJ	11/2020	12/2022
Marist College	Poughkeepsie	NY	08/2019	02/2020
Applewood Kennels	Vernon	NJ	08/2018	09/2018
Heaven Hill Farms	Venron	NJ	08/2017	10/2017
Vernon Township School District	Vernon	NJ	01/2013	06/2017
Vernon Township High School	Vernon	NJ	11/2017	07/2018
Vernon Township High School	Vernon	NJ	10/2018	06/2019
Marist College	Poughkeepsie	NY	08/2019	06/2023

06/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
01/2023 → 04/2023

Shoprite

Poughkeepsie, NY
06/2019 → 08/2022

Ballyowen Golf Club

Hamburg, NJ
11/2020 → 12/2022

National Winter Activity Center

Vernon, NJ
08/2019 → 02/2020

Marist College

Poughkeepsie, NY
08/2018 → 09/2018

Applewood Kennels

Vernon, NJ
08/2017 → 10/2017

Heaven Hill Farms

Venron, NJ
01/2013 → 06/2017

Vernon Township School District

Vernon, NJ
11/2017 → 07/2018

Vernon Township High School

Vernon, NJ
10/2018 → 06/2019

Vernon Township High School

Vernon, NJ
08/2019 → 06/2023

Marist College

Poughkeepsie, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-27