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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-02
NJ RA APPROVED 2023-09-28
  • TX RA
    APPROVED
    Since 2023-10-02
  • NJ RA
    APPROVED
    Since 2023-09-28

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2023 Present
Touchcare Llc Shrewsbury NJ 09/2022 06/2023
Shi Somerset NJ 06/2022 08/2022
New York State Department Of Health Albany NY 12/2020 02/2022
Monmouth University West Long Branch NJ 09/2020 12/2020
Monmouth University West Long Branch NJ 09/2018 05/2023
Siwanoy Country Club Bronxville NY 06/2013 08/2020
Iona Preparatory New Rochelle NY 09/2014 06/2018
Unemployed Long Branch NJ 06/2023 06/2023
Bank Of America N.A. Pennington NJ 08/2023 Present
  • 06/2023 → Present
    Pennington, NJ
  • 09/2022 → 06/2023
    Touchcare Llc
    Shrewsbury, NJ
  • 06/2022 → 08/2022
    Shi
    Somerset, NJ
  • 12/2020 → 02/2022
    New York State Department Of Health
    Albany, NY
  • 09/2020 → 12/2020
    Monmouth University
    West Long Branch, NJ
  • 09/2018 → 05/2023
    Monmouth University
    West Long Branch, NJ
  • 06/2013 → 08/2020
    Siwanoy Country Club
    Bronxville, NY
  • 09/2014 → 06/2018
    Iona Preparatory
    New Rochelle, NY
  • 06/2023 → 06/2023
    Unemployed
    Long Branch, NJ
  • 08/2023 → Present
    Bank Of America N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-27
  • S66 Uniform Combined State Law Examination
    2023-09-27

View on SEC IAPD

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