Inactive

Nicholas Steven Noto

Millstone Financial Group

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Current Employers

Millstone Financial Group

902 Carnegie Center Blvd Suite 130, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-12-05

NJ RA
APPROVED

Since 2025-12-05

Branch Locations

902 Carnegie Center Blvd Suite 130, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/2023	11/2025
Full Time Student	Millstone	NJ	12/2015	05/2023
Bank Of America, N.A.	Pennington	NJ	08/2023	11/2025
Millstone Financial Group	Millstone	NJ	12/2025	Present

06/2023 → 11/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
12/2015 → 05/2023

Full Time Student

Millstone, NJ
08/2023 → 11/2025

Bank Of America, N.A.

Pennington, NJ
12/2025 → Present

Millstone Financial Group

Millstone, NJ

Previous Registrations

2023-09-28 → 2025-12-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-27

S66 Uniform Combined State Law Examination

2023-09-27

Other Names

Nicholas S Noto

View on SEC IAPD

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