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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-08
  • TN RA
    APPROVED
    Since 2024-07-08

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Knoxville TN 07/2023 Present
King Real Estate Services, Inc. Knoxville TN 02/2020 06/2023
Stooksbury Property Management Knoxville TN 03/2014 02/2020
  • 07/2023 → Present
    Knoxville, TN
  • 02/2020 → 06/2023
    King Real Estate Services, Inc.
    Knoxville, TN
  • 03/2014 → 02/2020
    Stooksbury Property Management
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-27
  • S66 Uniform Combined State Law Examination
    2024-06-27

View on SEC IAPD

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