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5970 Fairview Road, Suite 400, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-06 |
Branch Locations
5970 Fairview Road, Suite 400, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investment | Albany | NY | 07/2023 | 01/2024 |
| 49 Wealth Management | Jacksonville | FL | 06/2023 | 04/2026 |
| Hamel Builders | Elkridge | MD | 05/2022 | 08/2022 |
| Tote Maritime Puerto Rico | Jacksonville | FL | 04/2019 | 06/2019 |
| Palm Valley Outdoors | Ponte Vedra Beach | FL | 08/2016 | 09/2016 |
| Trasca Co. Eatery | Ponte Vedra Beach | FL | 07/2017 | 08/2017 |
| Legendary Sports Group, Llc | Annapolis | MD | 11/2022 | 11/2022 |
| Triple Crown Sports | Ponte Vedra Beach | FL | 05/2019 | 06/2019 |
| Aqua Grill | Ponte Vedra Beach | FL | 06/2017 | 06/2017 |
| Ponte Vedra High School | Ponte Vedra | FL | 08/2014 | 05/2018 |
| Furman University | Greenville | SC | 07/2018 | 05/2020 |
| Stevenson University | Owings Mills | MD | 08/2020 | 05/2023 |
| Wok N' Roll | Ponte Vedra Beach | FL | 11/2016 | 01/2017 |
| Taylor Funke Working For Alex Parker | Tallahassee Florida | FL | 07/2020 | 08/2020 |
| Action Labor | Tallahassee | FL | 06/2020 | 07/2020 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 08/2024 | 12/2024 |
| Episcopal School Of Jacksonville | Jacksonville | FL | 01/2024 | 11/2025 |
| North Meets South Lacrosse, Llc | Jacksonville | FL | 05/2024 | 07/2024 |
| Blue Financial | Charlotte | NC | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-05 |
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