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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-09 |
| NC | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2023 | Present |
| Target Corporation | Charlotte | NC | 06/2023 | 07/2023 |
| Red Ventures | Fort Mill | SC | 09/2013 | 05/2023 |
| Unemployed | Charlotte | NC | 05/2023 | 06/2023 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Self-employed NON-INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Plasma POSITION: Donor START DATE: 10/2022 APPROX. HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Donate plasma
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-31 |
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