Andrew Joseph Shafer

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Simply Money
  Cincinnati, OH
• 08/2018 → Present
  Hanson Mcclain Advisors
  Cincinnati, OH

Previous Registrations

• 2015-02-10 → 2019-02-07
  Simply Money Advisors
  Cincinnati, OH
• 2006-10-11 → 2007-07-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 2005-10-26 → 2006-08-10
  A. G. Edwards & Sons, Inc.
  Blue Ash, OH
  Blue Ash, OH

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-02-02

Designations

• Chartered Financial Consultant