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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-07-01
OK RA APPROVED 2024-06-27
TX RA APPROVED 2024-06-27
MI RA APPROVED 2024-06-20
  • DC RA
    APPROVED
    Since 2024-07-01
  • OK RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED
    Since 2024-06-27
  • MI RA
    APPROVED
    Since 2024-06-20

Branch Locations

Cedar Springs, MI • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aflac Grand Rapids MI 11/2019 04/2020
Eby Brown Ypsilanti MI 06/2010 06/2019
Remarketable Llc Grand Haven MI 06/2022 05/2024
Solara Llc Grand Haven MI 05/2023 05/2024
Northpointe Bank Grand Rapids MI 07/2020 10/2022
Great Garden Plants Grand Haven MI 10/2022 02/2023
Avana Investments Llc Casco MI 12/2019 07/2020
Bc Foods Llc Allendale MI 07/2018 11/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2023 05/2024
Northwestern Mutual Investment Services Llc Grand Haven MI 09/2023 05/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2024 05/2024
Thrivent Investment Management Inc. Minneapolis MN 05/2024 Present
Thrivent Financial Appleton WI 05/2024 Present
  • 11/2019 → 04/2020
    Aflac
    Grand Rapids, MI
  • 06/2010 → 06/2019
    Eby Brown
    Ypsilanti, MI
  • 06/2022 → 05/2024
    Remarketable Llc
    Grand Haven, MI
  • 05/2023 → 05/2024
    Solara Llc
    Grand Haven, MI
  • 07/2020 → 10/2022
    Northpointe Bank
    Grand Rapids, MI
  • 10/2022 → 02/2023
    Great Garden Plants
    Grand Haven, MI
  • 12/2019 → 07/2020
    Avana Investments Llc
    Casco, MI
  • 07/2018 → 11/2019
    Bc Foods Llc
    Allendale, MI
  • 07/2023 → 05/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2023 → 05/2024
    Northwestern Mutual Investment Services Llc
    Grand Haven, MI
  • 03/2024 → 05/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2024 → Present
    Minneapolis, MN
  • 05/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SOLARA LLC DBA SOUTH BEACH SUN POSITION: Managing Member NATURE: Tanning Salon INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 5150 Northland Drive Ne, Grand Rapids MI 49417, United States DESCRIPTION: General Business/Backoffice Maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-18
S63 Uniform Securities Agent State Law Examination 2023-12-06
  • S66 Uniform Combined State Law Examination
    2024-06-18
  • S63 Uniform Securities Agent State Law Examination
    2023-12-06
Other Names
  • Adam Jenkins

View on SEC IAPD

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