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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-08
  • MN RA
    APPROVED
    Since 2025-04-08

Branch Locations

Minneapolis, MN • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 06/2023 Present
Southern Methodist University Dallas TX 06/2019 06/2023
Billings Central Catholic Billings MT 06/2015 06/2019
Southern Methodist University Dallas TX 06/2021 06/2023
Rib And Chop House Bozeman MT 06/2022 08/2022
Rib And Chop House Livingston MT 06/2021 08/2021
Irrigation Innovations Livingston MT 05/2021 07/2021
Irrigations Innovations Livingston MT 05/2020 08/2020
Irrigation Innovations Livingston MT 06/2019 10/2019
Maurices Billings MT 02/2019 06/2019
Ten Restaurant Billings MT 03/2018 08/2018
Rbc Wealth Management Minneapolis MN 04/2025 Present
  • 06/2023 → Present
    Minneapolis, MN
  • 06/2019 → 06/2023
    Southern Methodist University
    Dallas, TX
  • 06/2015 → 06/2019
    Billings Central Catholic
    Billings, MT
  • 06/2021 → 06/2023
    Southern Methodist University
    Dallas, TX
  • 06/2022 → 08/2022
    Rib And Chop House
    Bozeman, MT
  • 06/2021 → 08/2021
    Rib And Chop House
    Livingston, MT
  • 05/2021 → 07/2021
    Irrigation Innovations
    Livingston, MT
  • 05/2020 → 08/2020
    Irrigations Innovations
    Livingston, MT
  • 06/2019 → 10/2019
    Irrigation Innovations
    Livingston, MT
  • 02/2019 → 06/2019
    Maurices
    Billings, MT
  • 03/2018 → 08/2018
    Ten Restaurant
    Billings, MT
  • 04/2025 → Present
    Rbc Wealth Management
    Minneapolis, MN
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: TNT Real Estate LLC ADDRESS: 40 Outlaw Hill Livingston Montana 59047 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 03, 2026 CAPACITY: Other DUTIES: Real Estate, Rental Property HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25
Other Names
  • Catherine Shelehov
  • Cate Shelehov

View on SEC IAPD

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