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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-08 |
Branch Locations
Minneapolis, MN • United States
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 06/2023 | Present |
| Southern Methodist University | Dallas | TX | 06/2019 | 06/2023 |
| Billings Central Catholic | Billings | MT | 06/2015 | 06/2019 |
| Southern Methodist University | Dallas | TX | 06/2021 | 06/2023 |
| Rib And Chop House | Bozeman | MT | 06/2022 | 08/2022 |
| Rib And Chop House | Livingston | MT | 06/2021 | 08/2021 |
| Irrigation Innovations | Livingston | MT | 05/2021 | 07/2021 |
| Irrigations Innovations | Livingston | MT | 05/2020 | 08/2020 |
| Irrigation Innovations | Livingston | MT | 06/2019 | 10/2019 |
| Maurices | Billings | MT | 02/2019 | 06/2019 |
| Ten Restaurant | Billings | MT | 03/2018 | 08/2018 |
| Rbc Wealth Management | Minneapolis | MN | 04/2025 | Present |
(1) NAME OF ENTITY: TNT Real Estate LLC ADDRESS: 40 Outlaw Hill Livingston Montana 59047 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 03, 2026 CAPACITY: Other DUTIES: Real Estate, Rental Property HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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