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Michael James Keating

Schwab Wealth Advisory, Inc.

Little Silver, NJ

CRD 3199192

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
NJ RA APPROVED 2025-12-16
  • NY RA
    APPROVED
    Since 2026-05-05
  • NJ RA
    APPROVED
    Since 2025-12-16

Branch Locations

Little Silver, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Jersey City NJ 06/2008 08/2025
Charles Schwab & Co, Inc Little Silver NJ 09/2025 Present
Schwab Wealth Advisory, Inc Little Silver NJ 12/2025 Present
  • 06/2008 → 08/2025
    Blackrock
    Jersey City, NJ
  • 09/2025 → Present
    Charles Schwab & Co, Inc
    Little Silver, NJ
  • 12/2025 → Present
    Schwab Wealth Advisory, Inc
    Little Silver, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 1999-04-10
  • S66 Uniform Combined State Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    1999-04-10
Other Names
  • Michael James Keating

View on SEC IAPD

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