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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-19 |
| NC | RA | APPROVED | 2023-11-17 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
958 Blowing Rock Rd, Boone, NC 28607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Boone | NC | 06/2023 | Present |
| Wells Fargo Bank, Na | Boone | NC | 01/2022 | Present |
| Food Lion | Wilkesboro | NC | 05/2019 | 01/2023 |
| Food Lion | Boone | NC | 08/2018 | 05/2019 |
| Food Lion | Deep Gap | NC | 05/2016 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-14 |
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