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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-26 |
| TX | RA | APPROVED | 2021-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| P.J. Robb Variable Corp. | Charlotte | NC | 02/2016 | 01/2020 |
| Bb&T / Crump Life Insurance Services | Charlotte | NC | 01/2016 | 01/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2021 | Present |
| Looking Forward Financial Llc | Charlotte | NC | 02/2020 | 02/2021 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-15 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-30 |
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