Inactive

Gavin Macfarlane Baker

CRD 7772578

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Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-21
NE	RA	APPROVED	2023-12-11

FL RA
APPROVED

Since 2024-08-21
NE RA
APPROVED

Since 2023-12-11

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

7380 W. Sand Lake Road, Ste 500, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Roswell	GA	06/2013	07/2018
Quality Consulting Solutions	Mount Pleasant	SC	08/2022	05/2023
College Of Charleston	Charleston	SC	08/2018	05/2022
Carson Group	Omaha	NE	06/2023	08/2024
Cwm, Llc	Omaha	NE	06/2023	Present
Carson Wealth	Orlando	FL	08/2024	Present

06/2013 → 07/2018

Unemployed

Roswell, GA
08/2022 → 05/2023

Quality Consulting Solutions

Mount Pleasant, SC
08/2018 → 05/2022

College Of Charleston

Charleston, SC
06/2023 → 08/2024

Carson Group

Omaha, NE
06/2023 → Present

Cwm, Llc

Omaha, NE
08/2024 → Present

Carson Wealth

Orlando, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-08

S65 Uniform Investment Adviser Law Examination

2023-12-08

Other Names

Gavin Baker

View on SEC IAPD

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