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Tyler Lumley

Raymond James Financial Services Advisors, Inc

Springfield, MO

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-02
  • MO RA
    APPROVED
    Since 2023-11-02

Branch Locations

3010 E. Battlefield Suite A, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Springfield MO 06/2023 11/2023
Raymond James Financial Services Advisors, Inc. Springfield MO 11/2023 Present
Seymour Schools Seymour MO 08/2021 05/2023
Southwest Baptist University Bolivar MO 08/2018 05/2021
Three Rivers Community College Poplar Bluff MO 01/2018 05/2018
Missouri State University Springfield MO 08/2016 12/2017
  • 06/2023 → 11/2023
    Raymond James Financial Services, Inc.
    Springfield, MO
  • 11/2023 → Present
    Raymond James Financial Services Advisors, Inc.
    Springfield, MO
  • 08/2021 → 05/2023
    Seymour Schools
    Seymour, MO
  • 08/2018 → 05/2021
    Southwest Baptist University
    Bolivar, MO
  • 01/2018 → 05/2018
    Three Rivers Community College
    Poplar Bluff, MO
  • 08/2016 → 12/2017
    Missouri State University
    Springfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-19
  • S65 Uniform Investment Adviser Law Examination
    2023-10-19
Other Names
  • Ty Lumley

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, MO
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