Henry Dale Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → Present
  Southstate Investment Services
  Charleston, SC
• 02/2016 → Present
  Southstate Bank
  Charleston, SC
• 06/2023 → Present
  Lpl Financial Llc
  Charleston, SC

Other Businesses

1)09/15/2023 - SouthState Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-04-03
• S65 Uniform Investment Adviser Law Examination
  2024-02-22

Other Names

• Henry Dale Thompson
• Dale Thompson