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3919 S. Providence Road, Columbia, MO 65203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-06-25 |
Branch Locations
3919 S. Providence Road, Columbia, MO 65203 • United States
10975 Benson Drive, Building 12, Suite 390, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Praire Village | KS | 07/2023 | 04/2024 |
| Prestige Auto Collision Repair | Kansas City | MO | 10/2022 | 07/2023 |
| Heritage Christian Academy & Johnson County Community College | Overland Park | KS | 01/2015 | 10/2022 |
| Lpl Financial, Llc | Overland Park | KS | 05/2024 | Present |
| Convergence Financial, Llc | Columbia | MO | 06/2025 | Present |
1) 08/12/2025 - Ramos Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 08/19/2025 - Convergence Financial, LLC - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/22/2025 - Convergence Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 08/26/2025 - Convergence Financial LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-16 |
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