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Current Employers
Convergence Financial

3919 S. Providence Road, Columbia, MO 65203 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-06-25
  • KS RA
    APPROVED
    Since 2025-06-25

Branch Locations

3919 S. Providence Road, Columbia, MO 65203 • United States

10975 Benson Drive, Building 12, Suite 390, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Praire Village KS 07/2023 04/2024
Prestige Auto Collision Repair Kansas City MO 10/2022 07/2023
Heritage Christian Academy & Johnson County Community College Overland Park KS 01/2015 10/2022
Lpl Financial, Llc Overland Park KS 05/2024 Present
Convergence Financial, Llc Columbia MO 06/2025 Present
  • 07/2023 → 04/2024
    Edward Jones
    Praire Village, KS
  • 10/2022 → 07/2023
    Prestige Auto Collision Repair
    Kansas City, MO
  • 01/2015 → 10/2022
    Heritage Christian Academy & Johnson County Community College
    Overland Park, KS
  • 05/2024 → Present
    Lpl Financial, Llc
    Overland Park, KS
  • 06/2025 → Present
    Convergence Financial, Llc
    Columbia, MO
Other Businesses

1) 08/12/2025 - Ramos Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 08/19/2025 - Convergence Financial, LLC - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/22/2025 - Convergence Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 08/26/2025 - Convergence Financial LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
  • S66 Uniform Combined State Law Examination
    2025-06-16

View on SEC IAPD

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