Brion Patrick Harris

Current Employers

Employment History

• 01/2003 → Present
  Premier Planning Group
  Annapolis, MD
• 10/2013 → 09/2019
  Summit Brokerage Services Inc
  Annapolis, MD
• 10/2013 → 05/2021
  Summit Financial Group Inc
  Annapolis, MD
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-10-16 → 2021-05-20
  Summit Financial Group Inc
  Annapolis, MD
• 2012-10-03 → 2013-09-19
  Cambridge Investment Research Advisors, Inc.
  Annapolis, MD
• 2003-05-13 → 2012-08-06
  Osaic Fs, Inc.
  Columbia, MD
  Annapolis, MD
• 2005-01-27 → 2011-07-27
  Independent Advisers Group Corp
  Columbia, MD
  Annapolis, MD
• 2000-03-24 → 2002-12-06
  Equitable Advisors, Llc
  Baltimore, MD

Other Businesses

1. NAME OF OTHER BUSINESS: REAL ESTATE RENTAL INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: RENTAL OF VARIOUS PROPERTIES START DATE: 08/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTIE(S) 2. NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2000 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: INDEPENDENT INSURANCE AGENT THAT SELLS LIFE INSURANCE, DISABILITY AND LONG TERM CARE INSURANCE 3. NAME OF OTHER BUSINESS: BRION'S MARKETING MAGIC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE COACHING START DATE: 06/01/2019 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: WORKING WITH ADVISORS TO HELP THEM DESIGN THEIR PRACTICE; IMPLEMENT MARKETING STRATEGIES TO ACHIEVE SUCCESS 4. NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP, INC DBA PREMIER PLANNING WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2019 POSITION/TITLE/RELATIONSHIP: CEO; FOUNDER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF FINANCIAL SERVICES ENTITY 5. NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING; START DATE: 08/2022 POSITION/TITLE/RELATIONSHIP: CEO/AUTHOR; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: WRITING A BOOK ENTITLED, "RETIREMENT SHERPA" ABOUT RETIREMENT INCOME PLANNING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-04-20

Other Names

• Brion P Harris