Dane J Balsmann

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-16
MO	RA	APPROVED	2023-10-07

TX RA
APPROVED

Since 2024-01-16
MO RA
APPROVED

Since 2023-10-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cape Girardeau	MO	06/2023	Present
Guaranteed Rate, Inc	Cape Girardeau	MO	11/2021	06/2023
First Missouri State Bank Of Cape County	Cape Girardeau	MO	02/2019	11/2021
Diamond Residential Mortgage Corp	Chicago	IL	08/2017	03/2019
Integrity First Financial Group, Inc	Chicago	IL	09/2015	07/2017
Bank Of America N.A.	Cape Girardeau	MO	09/2023	Present

06/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cape Girardeau, MO
11/2021 → 06/2023

Guaranteed Rate, Inc

Cape Girardeau, MO
02/2019 → 11/2021

First Missouri State Bank Of Cape County

Cape Girardeau, MO
08/2017 → 03/2019

Diamond Residential Mortgage Corp

Chicago, IL
09/2015 → 07/2017

Integrity First Financial Group, Inc

Chicago, IL
09/2023 → Present

Bank Of America N.A.

Cape Girardeau, MO

Other Businesses

I*1552279 For profit or not for profit: Entity For Profit Name of outside business organization: OneLtwoNs LLC Investment related: No Address of business: Cape Girardeau, Missouri, 63701 Position, title, association: Owner Start date of relationship: 12/28/2022 Number of hours devoted: 1 hr Mthly Number of hours devoted during trading hours: 0 Duties: Equipment Rental Very Little Responsibility, checking statuses and accounting once a month or quarter. I*1552311 For profit or not for profit: Entity For Profit Name of outside business organization: Catalyst Homes LLC Investment related: No Address of business: Cape Girardeau, Missouri, 63701 Position, title, association: Owner Start date of relationship: 1/1/2017 Number of hours devoted: 1 hr Yearly Number of hours devoted during trading hours: 0 Duties: Speck houses, construction equipment rental, fix and flip. No activity other than rental equipment leased over the past 3 years. Not performing any activity personally.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-06

S66 Uniform Combined State Law Examination

2023-10-06